
Office of Clinical Research
Internal Resources
Policies & Procedures
PSoM Policies and Procedures
Compliance SOP — which govern the overview of the PSOM OCR compliance programs including format, standards and scope of review
SOP 200 — Compliance Reviews
SOP 201 — Regulatory Inspections
SOP 202 — Report of Compliance concerns in Clinical Research
SOP 203 — FDA Form 1572 Policy
SOP 205 — Dissemination Plan for CT Results for NIH-Funded CT: Clinicaltrials.gov Requirements
SOP 206 — ClinicalTrials.gov
Attachment — ClinicalTrials.gov Attachment for SOP 206
Finance SOP — which details the roles and responsibility associated with PennChart Billing Review, PennChart Account Maintenance and PennChart Research Records.
SOP 300 — Research Billing Compliance Review
SOP 301 — NETC Parallel Review
Manufacturing SOP
SOP 100 — Manufacturing Qualification, Registration and Training
REDCap PSOM OCR
SOP 405 — REDCap Training and Access
Sponsor SOP — which detailed the roles and responsibilities associated with being a Sponsor at the Perelman School of Medicine.
SOP 001 — Sponsor Responsibilities
SOP 002 — Vendor Selection and Qualification
SOP 003 — Investigational Product Management
SOP 004 — Monitoring
SOP 005 — Pharmacovigilance and Safety Reporting
SOP 006 — Sponsor Qualification, Registration and Training
Systems SOP — detailing the requirements associated with registration and patient tracking in the Penn Clinical Trial Management System – Penn CTMS
SOP 400 — CTMS Requirements
SOP 402 — PennChart Research Associations
SOP 403 — PennChart Research Study Maintenance
SOP 404 — PennChart Research Billing
SOP 407 — PennVault Training Access
SOP 408 — PennVault eTMF Study Access
SOP 409 — Veeva SVE Access Change Control
SOP 410 — Research Honest Broker Access Process
Training SOP — which specifies the required training for faculty, staff and residents with respect to the conduct of research within PSoM.
SOP 401 — Clinical Research Training for PSOM Faculty and Staff
Site Operations SOP — which outlines procedures or responsibilities of the Principal Investigator (PI) and/ or a site at Penn Medicine.
SOP 204 — Use of Controlled Substances in Clinical Research
SOP 406 — External Remote Monitoring
Site Operations SOP — the Office of Clinical Research (OCR) Standard Operating Procedure (SOP) Process
SOP 000 — OCRs SOPs
The Institutional Review Board (IRB) — SOPs
Research Policies
- EPIC EMR Policy (UPHS login may be required)
- Research/Sponsored Programs Policies & Procedures
- Research Training Policy (CITI)
- Security of Electronic Protected Health Information (ePHI) Policy
Perelman School of Medicine Policies
University of Pennsylvania Health System Policies
Best Practice Guidelines
- Good Clinical Practice
- Ethical Principles
- Social Media Guidance — Guidance documents below will direct you to the IRB website, please contact the pennmedicinesocialmediacommittee@uphs.upenn.edu for approvals
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